Abstract
On February 17, 2008 Kosovo, hitherto
the internationally recognized territory of Serbia,
unilaterally declared its independence. Three of the five
permanent members of the UN Security Council (the USA, UK
and France) immediately recognized the independence of
Kosovo, while the other two, Russia and China, sharply
criticized Kosovo’s step and have thus far refused to
recognize Kosovo as an independent state. In October 2008
the UN General Assembly requested the International Court of
Justice (ICJ), upon the initiative of Serbia, to render an
advisory opinion with regard to whether
the unilateral
declaration of independence adopted by the provisional
institutions of Kosovo was in accordance with international
law. In its
non-binding advisory opinion, delivered on July 22, 2010 the
Court stated that the unilateral declaration of independence
of Kosovo did not violate international law. Nonetheless,
this conclusion is not so clear and simple as it at first
might seem, nor so “dangerous”, as it was described in the
media and in some reactions, especially upon a closer
reading of the entire text of the advisory opinion.
Keywords: Kosovo, Serbia, ICJ
advisory opinion, UN General Assembly, self-determination,
secession, frozen conflicts, South Caucasus
Introduction
On July 22, 2010 the ICJ rendered an
advisory opinion (hereinafter referred to interchangeably as
the Opinion) which stated that the declaration of the
independence of Kosovo adopted on February 17, 2008 did not
violate international law.
Although the Opinion does not have any binding force, i.e.
it is only a recommendation, several reactions and comments
published in the media about it were nonetheless accompanied
by alarmist slogans such as “giving a green light to
separatist movements” or “an erosion of European order”.
Such reactions to the Opinion were based on concerns with
regard to its possible impact as a precedent to latent or
ongoing secession conflicts in other countries.
The Opinion was immediately followed by differing comments
in the South Caucasus which is also affected by three
“frozen” secession conflicts (in Abkhazia, South Ossetia
(both in Georgia) and Nagorno-Karabakh (Azerbaijan)).
Official statements issued by the governments in Azerbaijan
and Georgia, as well as commentaries given by some experts
in these countries, have noted generally that the ICJ’s
Opinion would not have any impact on the perspectives for
the resolution of the conflicts in Nagorno-Karabakh,
Abkhazia or South Ossetia. By contrast, the representatives
of the de facto regimes in Nagorno-Karabakh (as well as some
officials and representatives of civil society in the
Republic of Armenia), Abkhazia and South Ossetia, drew
attention to the precedent-setting effect of the Opinion and
thus portrayed themselves as indirect winners.
But the latter based their statements only upon the
operative clause of the Opinion
(i.e. that declaration of independence of Kosovo did not
violate international law) and, consequently, to a great
extent contributed to the misunderstanding of this legal
document in its entirety. This misunderstanding concerns,
first, the question as to whether the Court, through its
opinion, arguably gave a “green light” to secession
movements all over the world and whether it was correct or
adequate to speak about any consequences or a
precedent-setting effect of the Opinion, as many secession
movements, including the three in the South Caucasus, have
claimed.
Due to the importance of these questions,
it has become necessary to explain the precise meaning of
the Opinion of the ICJ on Kosovo in a systematic way in
order to highlight how and why the Court arrived at such
conclusion, and that the declaration of independence of
Kosovo was in accordance with international law. The purpose
of this clarification, in particular, is to find out whether
the Court actually acknowledged the existence of a right to
secession from an existing state, which is considered a
highly problematic issue in contemporary international law.
After a detailed account of these issues, an inquiry will be
made into the question of whether the secession conflicts in
the South Caucasus can also be brought before the ICJ, and
if so, what would be the benefits of such a proceeding.
Why Did the ICJ Actually Render an
Opinion on Kosovo?
Pursuant to Article 96 of the UN Charter,
the General Assembly, the Security Council as well as other
organs of the United Nations and specialized agencies may
request the International Court of Justice to give an
advisory opinion on any legal question.
Based upon this provision, the UN General Assembly requested
through its Resolution 63/3 (initiated by Serbia and adopted
on 8 October 2008) that the ICJ render an advisory opinion
on the following question: “Is the unilateral declaration of
independence by the Provisional Institutions of
Self-Government of Kosovo in accordance with international
law?”
And the advisory opinion from 22 July 2010 was an answer
to this question.
The ICJ`S “Narrow Approach” in
Answering the General Assembly’s Request
A declaration of independence of an
entity, i.e. the expression of the will of a part of the
population to create its own state, is one of the
implementation modes of the right to self-determination.
That is why the ICJ, within the Kosovo advisory proceeding,
could have in fact clarified the issues concerning the
contradiction between the right of peoples to
self-determination and the principle of sovereignty and
territorial integrity of existing states. In particular, it
could have answered the question as to whether international
law contains a right to unilateral secession, perhaps
deriving from the right of peoples to self-determination,
and if so, which preconditions should be met in order to
have recourse to such a right. However, the Court did not
express its standpoint on these matters and thus continued
to retain the “traditional gap” in its advisory
jurisprudential practice concerning the clarification of the
precise content of the right to external self-determination,
i.e. the right to secession in the post-colonial context.
Ten members of the Court were of the view
that Kosovo’s declaration of independence, adopted on 17
February 2008, did not violate international law; while four
were of the opinion that it violated international law.
Three members of the Court who voted against the operative
clause of the Opinion (Judges Koroma, Bennouna and Skotnikov)
appended their dissenting opinions and one (Vice-President
Tomka) submitted a declaration to the advisory opinion. They
criticized the mistakes that they perceived the Court made
in the Opinion, as well as its conclusion regarding whether
Kosovo`s declaration of independence was in accordance with
international law. Even some judges who voted in favour
expressed their dissatisfaction with the Court’s approach to
some of the questions in the Opinion.
All separate and dissenting opinions, as well as
declarations attached to the Opinion thus show that there
were serious differences amongst the judges of the Court
(even between those judges who voted in favour of the
operative clause of the Opinion) in its rendering, as will
be explained below.
Before analysing the concrete answer of
the Court to the General Assembly’s request, however, it is
necessary to draw attention to some paragraphs in the
Opinion which predefine the Court’s approach in responding
to the question posed. They are of paramount importance to
understand fully why the Court arrived at its conclusion
(i.e. that the declaration of independence of Kosovo did not
violate international law) and thus the meaning of the
Opinion in its entirety. Within the Opinion, the Court
repeatedly underlines the content of the question addressed
to it by the UN General Assembly and indicates that the
Court should not exceed its scope – i.e. it should only give
a narrow answer to the narrow question,
contrary to its previous practice with regard to advisory
proceedings.
Consequently, this meant that many legal issues deriving
from the General Assembly’s question were intentionally
disregarded and left unanswered by the Court:
In the present case, the question
posed by the General Assembly is clearly formulated. The
question is narrow and specific; it asks for the Court’s
opinion on whether or not the declaration of independence is
in accordance with international law. It does not ask about
the legal consequences of that declaration. In particular,
it does not ask whether or not Kosovo has achieved
statehood. Nor does it ask about the validity or legal
effects of the recognition of Kosovo by those States which
have recognized it as an independent State […]. Accordingly,
the Court does not consider that it is necessary to address
such issues as whether or not the declaration has led to the
creation of a State or the status of the acts of recognition
in order to answer the question put by the General Assembly.
Furthermore the ICJ declares that in
order to respond to the request of the UN General Assembly
it needs only to determine whether applicable international
law contains prohibitive rules preventing
declarations of independence.
Besides it differentiates in its observations, between an
act of declaration of independence, on the one hand, and
the right to secede from a state, on the other, while
failing to clarify on which legal basis a declaration of
independence does occur.
The unorthodox approach taken here by the ICJ more clearly
continues in another part of the Opinion, in which it states
in principle (although indirectly), that a declaration of
independence does not yet express an exercise of a right to
secede from a State, or, to assert it more precisely, that a
declaration of independence shall not be tantamount to the
secession from a state:
The General Assembly has requested the
Court’s opinion only on whether or not the declaration of
independence is in accordance with international law.
Debates regarding the extent of the right of
self-determination and the existence of any right of
“remedial secession”, however, concern the right to separate
from a State […].
Summarizing the aforementioned points of
view of the ICJ, one can see that it has interpreted the
question posed very narrowly and thus limited itself to
determining the question of whether or not the applicable
international law prohibited Kosovo’s declaration of
independence. Consequently, in the Court’s view it was not
necessary to deal, for example, with issues such as the
legal results of such declarations, especially whether they
can lead to the creation of a state in all cases per se, and
whether statehood can be gained only on the basis of acts of
recognition by existing states. This self-limitation of the
Court also took place with regard to answering the question
of whether a right to secede from a state does exist in
modern international law, and if so, which preconditions
should be met in order to find recourse to it. More
specifically, the Court avoided answering the question of
whether or not Kosovo Albanians do have such a right to
break away from Serbia.
Unconvincing Reasoning of the ICJ
After limiting the scope of its answer to
the request, the ICJ first determined whether the
declaration of independence by Kosovo was in accordance with
general international law. According to the ICJ’s view,
international law does not contain any applicable rule
prohibiting declarations of independence, which is
why it concluded that Kosovo’s declaration of independence
did not violate general international law.
However, it must be noted that this conclusion of the Court
is based upon a very cursory examination of general
international law.
In the the Court`s view, then, the declarations of
independence according to general international law are
legal because the respective practice of states prohibiting
such declarations, which should have led to the creation of
a respective prohibitive rule, does not exist.
Some UN Security Council resolutions, adopted in the past
and condemning the unilateral declarations of independence,
according to the Court could not change this conclusion
either, as those resolutions concerned illegal declarations
of independence, which were connected with the unlawful use
of force or other violations of norms of general
international law, in particular of jus cogens norms,
and thus had an exceptional nature.
Because of such a cursory analysis, Court
member Judge Simma, who actually voted in favour of the
operative clause, in his Declaration attached to the
Opinion, criticized the Court’s modus operandi. In Simma’s
view, “by unduly limiting the scope of its analysis, the
Court has not answered the question put before it in a
satisfactory manner. To do so would require a fuller
treatment of both prohibitive and permissive
rules of international law as regards declarations of
independence and attempted acts of secession than what were
essayed in the Court’s Opinion [my emphasis]”.
Furthermore, he mentioned the reference by some participants
in the proceedings to the Supreme Court of Canada and
indicated that
it is
indeed true that the request is not phrased in the same way
as the question posed. However, this difference does not
justify the Court’s determination that the term “in
accordance with” is to be understood as asking exclusively
whether there is a prohibitive rule; according to the Court,
if there is none, the declaration of independence is
ipso facto in accordance with international law.
Finally
Simma came to the conclusion that “the General Assembly’s
request deserv[ed] a more comprehensive answer, assessing
both permissive and prohibitive rules of international law
[which] would have included a deeper analysis of whether the
principle of self-determination or any other rule (perhaps
expressly mentioning remedial secession) permit or even
warrant independence (via secession) of certain
peoples/territories.”
Similar to Judge Simma, another member of the Court, Judge
Sepúlveda-Amor, who also voted in favour of the operative
clause, pointed out in his Special Opinion that “the scope
of the right to self-determination, the question of
‘remedial secession’ […], the effect of the recognition or
non-recognition of a State in the present case are all
matters which should have been considered by the Court,
providing an opinion in the exercise of its advisory
functions.”
In addition, Court member Judge Yusuf, who likewise voted in
favour of the operative clause, in his Special Opinion
emphasized that a broader approach of the Court was
necessary in answering to the request of the General
Assembly:
The
declaration of independence of Kosovo is the expression of a
claim to separate statehood and part of a process to create
a new State. The question put to the Court by the General
Assembly concerns the accordance with international law of
the action undertaken by the representatives of the people
of Kosovo with the aim of establishing such a new State
without the consent of the parent State. In other words, the
Court was asked to assess whether or not the process by
which the people of Kosovo were seeking to establish their
own State involved a violation of international law, or
whether that process could be considered consistent with
international law in view of the possible existence of a
positive right of the people of Kosovo in the specific
circumstances which prevailed in that territory. Thus, the
restriction of the scope of the question to whether
international law prohibited the declaration of independence
as such voids it of much of its substance.
After the Court concluded that Kosovo’s
declaration of independence did not violate general
international law, it examined whether this declaration of
independence in any way violated the UN Security Council
Resolution 1244 of 10 June 1999. Although it arrived at the
conclusion that Kosovo’s declaration of independence
violated neither the UN Security Council Resolution 1244 nor
the regulations adopted thereunder, the arguments it put
forward for substantiating this conclusion do not seem
convincing either. In particular, this concerns the
arguments according to which the authors of the declaration,
i.e. the Assembly of Kosovo, did not act as a “provisional
institution” in the sense of the question addressed by the
UN General Assembly.
Based upon the above-mentioned allegation, the Court
concluded that they did not violate the UN Security Council
Resolution 1244 and Constitutional Framework adopted in
2001, because the authors of the declaration were not
subject to them.
This approach was sharply criticized by Court members Tomka,
Skotnikov,
Koroma
and Bennouna,
who voted against the operative clause of the advisory
opinion. In addition, those judges who voted in favour of
the clause expressed their dissatisfaction concerning the
interpretation of “provisional institutions” of Kosovo.
In summarizing the aforementioned issues
one must bear once more in mind that the ICJ’s conclusion
was based only upon a narrow approach of the Court in its
answer to the General Assembly’s request. The Court stated
that there is no prohibitive rule preventing declarations of
independence, and that Kosovo’s declaration of independence
adopted on 17 February 2008 was in accordance with
international law. In other words, in the Court’s view
Kosovo’s declaration of independence, taken as a particular
act (and thus disregarding the results deriving from that
act), is not prohibited by international law. The Court did
not deal with the question as to whether and under which
circumstances a right to secede from a state exists in
international law. As such, the Court essentially failed
(contrary to the wishes of some of its members described
above) to respond to the question as to whether or not the
Kosovo Albanians on the basis of such a right could secede
from Serbia.
In doing so, the Court followed the approach put forward in
its previous advisory opinions, when it considered the
question of the right to self-determination. In those
opinions the Court has already left the issue on the
application and precise content of the right to so-called
external self-determination in the postcolonial context open
and never spoke of or pointed to the existence of any
possible right to secession perhaps stemming from the right
to self-determination.
Consequently, this traditional gap in the Court’s advisory
practice, when dealing with the question of the right to
self-determination, was not filled after the Opinion on
Kosovo either. For these reasons it is not correct or
adequate for the secession movements all over the world,
including those in the South Caucasus (Georgia and
Azerbaijan), to allege the so-called green light effect or
the precedent-setting effect of the Opinion. Apart from its
non-binding character, the Court did not acknowledge at all
the existence of an eventual right to secede from a state to
which secessionist movements could refer.
Kosovo’s Status after its Declaration
of Independence
Apart from the aforementioned points, the
ICJ also left open the question on the present status of
Kosovo. In particular, the Court did not say that Kosovo,
through its declaration of independence, effectively seceded
from Serbia and thus that the new state of “Kosovo” emerged.
That is why after reading the Opinion an important question
arises about Kosovo’s status, i.e. whether it can be assumed
that Kosovo gained independent statehood after its
declaration of independence and after its recognition as an
independent state by 71 states to date, or whether it
remains legally a part of Serbia.
In this regard it is first useful to
understand what the ICJ says in the Opinion about the
validity of UN Security Council Resolution 1244 (10 June
1999), which legitimizes the presence of international
territorial administration in Kosovo, i.e. where Kosovo’s
present status derives from. Nowhere in this Opinion does
the Court call into question the continuation of the
validity of this resolution. Judge Skotnikov concluded from
this “silence” in the Opinion that “a political process
designed to determine Kosovo’s future status envisaged in
this resolution […] has not run its course and that a final
status settlement is yet to be endorsed by the Security
Council”.
In addition, other members of the Court agreed with this
view and stated that the final status of Kosovo shall be
endorsed by the UN Security Council.
In summarizing these views one could conclude that UN
Security Council Resolution 1244 on Kosovo is still in force
until a new resolution is adopted by the Council.
As according to this resolution, Kosovo shall only be given
the substantial autonomy within Federal Republic of
Yugoslavia (Serbia).
It can thus be stated that, from a legal point of view,
Kosovo still remains part of Serbia.
Likewise, ICJ Vice-President Tomka rightly points out that
“the legal régime governing the international
territorial administration of Kosovo by the United Nations
remained, on 17 February 2008, unchanged”
[my emphasis].
This conclusion was also confirmed by the fact that the
Minister of Foreign Affairs of Kosovo, Skender Hyseni, on 4
August 2010, requested that the UN Security Council adopt a
new resolution which would contain the fact of a declaration
of independence and pointed out that the new resolution
shall replace Resolution 1244. However, it is very difficult
to imagine that two of five permanent members of UN Security
Council, Russia and China, in view of their dismissive
position to date, will agree with the adoption of a
resolution, which would legalize Kosovo’s declaration of
independence.
“Frozen”
Secession Conflicts in the South Caucasus
Nevertheless it is still possible to give
to the ICJ a chance to fill the traditional gap in its
advisory jurisprudence. In such a case the Court would have
to define the scope and normative content of the right to
external self-determination in postcolonial situations. The
need to clarify these issues derives also from the fact that
if doors for secessionist groups are left too widely open,
then a whole host of claims may severely upset the world
order.
The potential “cases” in this context could be the three
secession conflicts in the South Caucasus, namely, Abkhazia,
South Ossetia (both in Georgia), as well as Nagorno-Karabakh
(Azerbaijan). From a legal standpoint these secession
conflicts have some similarities with the conflict between
Serbia and Kosovo. In these conflicts the contradiction
between the right to self-determination and the principle of
territorial integrity is a key issue, i.e. to which of these
two important principles of international law a priority
should be given. Hence,
in connection
with the conflicts in the South Caucasus the governments of
Georgia and Azerbaijan could initiate, like Serbia, the
adoption of a resolution in the UN General Assembly
requesting the ICJ’s advisory opinion on the legality of the
secession claims of Abkhazia, South Ossetia and
Nagorno-Karabakh. In
order to “strengthen” this request Moldova could also join
said initiative and question, together with the two South
Caucasus states, the legality of secession claims of its own
breakaway region, Transnistria (R.
pridnestrovskaia moldavskaia respublica).
It is difficult to imagine that such a draft resolution
would not be supported by the member-states of the UN
General Assembly, so that there would be no problems with
the necessary number of votes for adoption of such a
Resolution, as many western states (especially because of
Georgia) and Islamic countries (because of Azerbaijan) would
presumably support such a draft in order to get enough votes
for the adoption of the respective resolution. This is one
of the key factors for why the four secessionist conflicts
in post-soviet space should be brought in one package before
the ICJ. In order to fill
the aforementioned traditional gap, i.e. to leave no chance
in advance for the Court to avoid answering questions
concerning the right to secession, it would be advisable to
formulate this question as following:
Do the Abkhazians, the South Ossetians,
the Armenians of Nagorno-Karabakh and the Transnistrians
have the right to break away or secede from Georgia,
Azerbaijan and Moldova, respectively, and create their own
independent states according to the norms and principles of
international law concerning the right to self-determination
of peoples?
Except for
questions concerning an eventual right to secession, other
questions with regard to said secessionist conflicts could
be posed to the ICJ. For instance, it would perhaps be
appropriate to put another question within the same request
as to whether one can assume that the four breakaway regions
could have already gained statehood only on the basis of the
time lapse (since they seceded nearly 20 years ago), or on
the basis of factual fulfillment of minimal preconditions to
be met for statehood such as
(1) a defined territory, (2) a permanent
population and (3) an effective government.
Of course, one can
argue that the territorial integrity of Georgia, Azerbaijan
and Moldova has already been recognized by many
international organizations and by the majority of states in
the world. The UN Security Council, notably, adopted many
resolutions affirming the territorial integrity and
sovereignty of Georgia and Azerbaijan.
That is why one could conclude that this standpoint reflects
already the position of the international community,
according to which the secession of Abkhazia, South Ossetia
and Nagorno-Karabakh has not been recognized (apart from
Russia, Nicaragua, Venezuela and Nauru in Abkhazia’s and S.
Ossetia’s case). However, it should be noted that despite
those decisions the “legal battles” amongst the respective
parties could not yet be stopped. That means that each party
to the conflict continues, to date, to present its arguments
for substantiating its position in attempting to convince
the international community of its own version of the truth.
Furthermore, Article 36(3)
of the UN Charter states that in making recommendations for
the peaceful settlement of disputes under Chapter VI, the
Security Council “should also take into consideration that
legal disputes should as a general rule be referred by the
parties to the ICJ in accordance with the provisions of the
Statute of the Court.”
With this in
mind, it would be advisable to bring the issue of the frozen
conflicts in the former Soviet space before the ICJ
according to the advisory proceedings rules,
especially as it is not possible to present the issue as a
legal dispute before the ICJ within a contentious
proceeding.
An advisory opinion with regard to the secessionist
conflicts in the South Caucasus, even without binding force,
could at least help to
bring to an end the “legal battle” amongst the parties to
the conflicts, provided that the Court did not
refrain from exercising its advisory jurisdiction.
At the same time the Court, as mentioned earlier, could be
given a chance to express its views on the due content of
the right to self-determination in the post-colonial
context. Lastly, such an opinion could serve as a good basis
in the peaceful and lasting resolution of the respective
secession conflicts taking into account their legal aspects.
Conclusion
The ICJ’s Opinion on Kosovo stating that
the declaration of independence did not violate
international law was based only upon a narrow approach
taken by the Court in answering the General Assembly’s
request. According to the Court’s approach, whereby there is
no prohibitive rule preventing declarations of
independence, Kosovo’s declaration of independence, adopted
on 17 February 2008, was in accordance with
international law. But, at the same time, the Court did not
determine whether there are permissive rules in
international law which allow for a secession of a part of
territory of existing states. As such, the Court should have
considered in particular the question as to whether and
under which circumstances a right to secede from a State
exists in international law, and if so, whether or not the
Kosovo Albanians on the basis of such a right could secede
from Serbia.
In doing so, the Court followed its approach in its previous
advisory opinions and, consequently, failed to close the
traditional gap by saying, once again, nothing about the due
content of the right to self-determination, especially in
the postcolonial context, as well as about the eventual
right to secede from a state and preconditions to be met in
order to recourse to such a right. Secession movements all
over the world, including the three in the South Caucasus,
could not derive from the ICJ’s Opinion on Kosovo the
conclusion that it gave them a so-called green light or
created the precedent-setting effect. Apart from its
non-binding character, the Opinion does not touch upon the
existence of an eventual right to secession, nor does it
state that every secession movement has a right to secede
from the respective state and can refer to this Opinion in
order to substantiate its standpoint.
The Court did not state in the Opinion
that Kosovo through its declaration of independence
effectively seceded from Serbia and thus the new state of
“Kosovo” emerged. As it did not call into question the
validity of UN Security Council Resolution 1244 (1999),
which legitimizes the presence of international territorial
administration in Kosovo, one can conclude that this
resolution is still in force until a new resolution is
adopted by the Council. In fact, according to this
resolution, Kosovo shall only be given substantial autonomy
within the Federal Republic of Yugoslavia (Serbia). Hence it
can be stated that, from a legal point of view, Kosovo still
can be seen as part of Serbia.
In
order to fill the traditional gap in the Court’s advisory
jurisprudence with regard to the explanation of the due
content of the right to self-determination, the frozen
conflicts in the post-soviet space could be brought before
the ICJ. But in this case the question should be formulated
differently, in order to leave no chance in advance for the
Court to avoid an answer to questions concerning the right
to external self-determination (secession) in the
postcolonial context. Apart from filling the traditional gap
in the ICJ’s practice, such an advisory opinion could also
bring an end to the “legal battles” amongst the conflict
parties and serve as a good basis in the negotiations
process for their resolution.